• Safi Bello

FINRA Announces Plan to Consolidate Examination and Risk Monitoring Programs

Financial Industry Regulatory Authority press release ---------- FINRA announced on Monday that it plans to consolidate its Examination and Risk Monitoring Programs, integrating three separate programs into a single, unified program to drive more effective oversight and greater consistency, eliminate duplication and create a single point of accountability for the examination of firms. The effort is a result of FINRA360, the organization’s ongoing comprehensive self-evaluation and improvement initiative. To learn more click on the picture below to read the release.

FINRA Announces Plan to Consolidate Examination and Risk Monitoring Programs - Read More from FINRA

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