• Safi Bello

SEC Obtains Relief to Fully Reimburse Retail Investors Sold Unsuitable Product

U.S. Securities and Exchange Commission press release ---------- The Securities and Exchange Commission today announced it has obtained monetary relief that will fully reimburse retail investors for losses on a leveraged oil-linked exchange-traded note (ETN) that registered representatives of Syracuse, New York-based broker-dealer and investment adviser Cadaret, Grant & Co. Inc. recommended without a reasonable basis. To learn more click on the picture below to read the release.

SEC Obtains Relief to Fully Reimburse Retail Investors Sold Unsuitable Product - Read More from SEC

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