Investment Advisory Firms That Violated Pay-to-Play Rule By Accepting Pension Fund Fees Following Ca

According to a U.S. Securities and Exchange Commission press release on January 17, 2017 --- The SEC announced that 10 investment advisory firms have agreed to pay penalties ranging from $35,000 to $100,000 to settle charges that they violated the SEC's investment adviser pay-to-play rule by receiving compensation from public pension funds within two years after campaign contributions made by the firms' associates. To get more information on the investment advisory firms that violated pay-to-play rule by accepting pension fund fees following campaign contributions click on the pictures below to read the articles.