• Safi Bello

Credit Suisse Agrees to Pay $10 Million to Settle Charges Related to Handling of Retail Customer Ord

U.S. Securities and Exchange Commission press release ----------- The Securities and Exchange Commission today announced that Credit Suisse Securities (USA) LLC has agreed to settle charges brought by the SEC and the Office of the New York Attorney General regarding material misrepresentations and omissions made in connection with its now-closed Retail Execution Services (RES) business’ handling of certain customer orders. The settlements require Credit Suisse to pay $5 million to the SEC and $5 million to the NYAG for a total of $10 million. To learn more click on the picture below to read the release.

Credit Suisse Agrees to Pay $10 Million to Settle Charges Related to Handling of Retail Customer Orders - Read More from SEC

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