FINRA Announces Enhancements to Advisory Committees to Increase Transparency, Improve Effectiveness

Financial Industry Regulatory Authority press release --------- The Financial Industry Regulatory Authority (FINRA) today announced several changes to its advisory committees to increase transparency around the committees and improve their effectiveness as a vehicle for firms to provide input on key issues before FINRA, including on existing and proposed rules. The changes—the first phase of a series of FINRA Board of Governors transparency initiatives—are part of the FINRA360 organizational improvement initiative and address feedback FINRA received in response to a Special Notice on its engagement programs issued in March. FINRA expects to announce additional changes following its December Board of Governors meeting. To learn more click on the picture below to read the release.