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  • Safi Bello

FINRA Releases Paper Providing Perspectives on Customer Recovery

Financial Industry Regulatory Authority press release ---------- The Financial Industry Regulatory Authority (FINRA) today released a paper providing perspectives on customer recovery of judgments and awards in the financial services industry, with a particular focus on the arbitration forum operated by FINRA. The paper – FINRA Perspectives on Customer Recovery – is intended to encourage a continued dialogue about addressing the challenges of customer recovery across the industry while directly informing the further enhancement of recovery in FINRA’s forum. As noted in the paper, FINRA plans to organize discussions with other regulators and policymakers to further address the issue of customer recovery, identify additional data or analysis that may help inform effective decision-making in this area, and consider potential courses of action. To learn more click on the picture below to read the release.

FINRA Releases Paper Providing Perspectives on Customer Recovery - Read More from FINRA

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