• Safi Bello

SG Americas Securities Charged for Improper Handling of ADRs

U.S. Securities and Exchange Commission press release -------- The Securities and Exchange Commission today announced that SG Americas Securities LLC will pay more than $800,000 to settle charges of improper handling of “pre-released” American Depositary Receipts (ADRs), predominantly by its predecessor entity. To learn more click on the picture below to read the release.

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