• Safi Bello

SEC Launches Share Class Selection Disclosure Initiative to Encourage Self-Reporting and the Prompt

U.S. Securities and Exchange Commission press release ----------- The Division of Enforcement of the Securities and Exchange Commission today announced a self-reporting initiative that seeks to protect advisory clients from undisclosed conflicts of interest and return money to investors. Under the Share Class Selection Disclosure Initiative (SCSD Initiative), the Division will agree not to recommend financial penalties against investment advisers who self-report violations of the federal securities laws relating to certain mutual fund share class selection issues and promptly return money to harmed clients. To learn more click on the picture below to read the release.

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